Short selling - PDFSEARCH.IO - Document Search Engine

Short selling
Results: 2054

#	Item
901	June 22, 2011 Chairman of the Board JOSEPH N. CANGEMI ConvergEx Group New York, New York Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-23 13:57:34 Investment United States Securities and Exchange Commission Financial regulation Short selling Regulation NMS Securities Exchange Act National market system plan Futures contract U.S. Securities and Exchange Commission Financial markets Financial economics Finance
902	The ENTREPRENUER’S TM Guidebook Series Add to Reading List Source URL: www.smbtn.com Language: English - Date: 2006-12-02 02:18:30 Entrepreneurship Selling Stock Amazon.com Copyright Short Business broker Business Sales Financial markets
903	GAO Logo (Black_white-w_stroke)cover Add to Reading List Source URL: www.gao.gov Language: English - Date: 2011-09-29 19:12:12 Finance Short selling Financial regulation Security Stock market Repurchase agreement Securities lending Custodian bank Short Financial economics Investment Economics
904	Janet McGinness EVP & Corporate Secretary VIA E-MAIL AND FEDERAL EXPRESS July 17, 2013 Ms. Elizabeth M. Murphy Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-18 15:25:29 Investment Economy of the United States Stock market Regulation NMS Finance Short selling Securities Exchange Act Chicago Stock Exchange Order Financial markets Financial economics United States Securities and Exchange Commission
905	Microsoft Word - Motor Vehicle Sales Finance Law-April 2004.doc Add to Reading List Source URL: www.dbcf.ms.gov Language: English - Date: 2006-02-07 12:22:38 Short selling Financial economics Business United States securities law Finance Financial regulation Short
906	Microsoft Word - IBAC Code _General_ to Members Final.doc Add to Reading List Source URL: ibac.akanewmedia.com Language: English - Date: 2012-08-07 14:30:41 Financial markets Financial services Financial regulation Short Short selling Insurance broker Service-oriented architecture Insurance Business broker Business Financial economics Finance
907	Letter From William T. George to Elizabeth M. Murphy, Secretary, U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2011-06-16 11:24:58 Financial regulation Short selling U.S. Securities and Exchange Commission Financial system Christopher Cox Short Securities Exchange Act Investment banking Soft dollar Finance United States securities law Business
908	Complaint Against All Know Holdings Ltd. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-12 10:14:08 Finance Financial markets Foreign exchange companies Short Short selling Interactive Brokers Securities Exchange Act Credit Suisse Citigroup Investment Financial economics Primary dealers
909	Deutsche Bank 1/1 Deutsche Bank Securities Inc. 60 Wall Street Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-24 14:09:26 Finance Stock market United States Securities and Exchange Commission Short selling Regulation NMS Flash Crash Order Securities Exchange Act Futures contract Financial economics Financial markets Investment
910	Peter J . Driscoll Elizabeth M. Murphy June 17,2011 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-21 13:31:48 Investment Naked short selling Order Market maker Market depth Market liquidity Short High-frequency trading Dark liquidity Financial markets Financial economics Finance

UPDATE